The Compliance Officer is responsible for ensuring the company is compliant with all regulations governing its the operations including but not limited to regulatory guidance, policies and procedures. The Compliance Officer analyzes risk related to compliance and performs reviews, evaluations and audits related to compliance issues\/concerns within the company. The Compliance Officer recommends changes to policy and training to implement regulatory changes. The Compliance Officer acts as a channel of communication to receive and direct compliance issues to appropriate resources for investigation and resolution.<\/p>\n
Job Description<\/strong><\/p>\n Job Title: Anti Money Compliance Officer<\/strong><\/p>\n Essential Functions<\/strong><\/p>\n \u00b7 Develops, initiates, maintains and revises policies and procedures for the general operations of the Company related to the compliance function and its activities to prevent illegal, unethical or improper conduct.<\/p>\n \u00b7 Exercises discretion and use of independent judgement with respect to matters of significance.<\/p>\n \u00b7 Collaborates with the Company\u2019s management to provide information to accurately determine the Company\u2019s extent of compliance.<\/p>\n \u00b7 Stays abreast of changes in regulation, guidance and best practices to inform the Company\u2019s Management of and provide information on compliance changes that may affect them.<\/p>\n \u00b7 Provides guidance in coordinating and overseeing an effective Company Secrecy Act\/Anti-Money Laundering\/OFAC Compliance Program in line with current industry best practices, regulatory guidance and requirements.<\/p>\n \u00b7 Assist various departments in evaluating policies and procedures for compliance with federal and state laws and regulations.<\/p>\n \u00b7 Assist in developing and presenting compliance training sessions for the Board of Directors, Management and Employees.<\/p>\n \u00b7 Identifies potential areas of compliance vulnerability and risk through analysis and assessment.<\/p>\n \u00b7 Develops corrective action plans for problematic issues and provides guidance on resolution and future prevention and mitigation.<\/p>\n \u00b7 Prepares and conducts compliance audits.<\/p>\n \u00b7 Prepares reports for Management and the Board of Directors concerning the compliance function including scope and results of compliance audits.<\/p>\n \u00b7 Works with the Internal Auditor in functions involving compliance related issues.<\/p>\n \u00b7 Act as liaison\/contact for Governmental examinations and internal and external independent reviews or audits of Compliance areas. Participates in response to exam and audit concerns and oversees corrective action of all related compliance deficiencies or violations.<\/p>\n \u00b7 Monitors the performance of the compliance programs and related activities taking appropriates steps to improve its effectiveness.<\/p>\n Required Education and Experience<\/strong><\/p>\n \u00b7 Minimum of bachelor\u2019s degree in accounting, business administration, finance, economics or related financial institution experience.<\/p>\n \u00b7 Compliance certification(s).<\/p>\n \u00b7 Extensive knowledge of Company regulations and guidance and best practices surrounding them.<\/p>\n Competencies<\/strong><\/p>\n \u00b7 Strong interpersonal, communication (written and verbal), and organizational skills with the ability to work independently, as well as, collaboratively within a team environment.<\/p>\n \u00b7 Ability to interact effectively with all levels of management, legal counsel, law enforcement, regulators and examiners while maintaining strict confidentiality.<\/p>\n \u00b7 Strong decision making, analytical and investigative abilities with attention to detail and accuracy.<\/p>\n \u00b7 Proficient in Microsoft Office Suite (Word, Excel).<\/p>\n","protected":false},"excerpt":{"rendered":" The Compliance Officer is responsible for ensuring the company is compliant with all regulations governing its the operations including but not limited to regulatory guidance, policies and procedures. The Compliance…..<\/p>\n","protected":false},"author":6721,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"om_disable_all_campaigns":false,"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_newsletter_tier_id":0,"footnotes":"","jetpack_publicize_message":"","jetpack_is_tweetstorm":false,"jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":true,"jetpack_social_options":{"image_generator_settings":{"template":"highway","enabled":false}}},"categories":[85],"tags":[2027],"jetpack_publicize_connections":[],"jetpack_featured_media_url":"","jetpack_sharing_enabled":true,"jetpack_shortlink":"https:\/\/wp.me\/p2nO32-h7m","_links":{"self":[{"href":"https:\/\/joblistghana.com\/wp-json\/wp\/v2\/posts\/65804"}],"collection":[{"href":"https:\/\/joblistghana.com\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/joblistghana.com\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/joblistghana.com\/wp-json\/wp\/v2\/users\/6721"}],"replies":[{"embeddable":true,"href":"https:\/\/joblistghana.com\/wp-json\/wp\/v2\/comments?post=65804"}],"version-history":[{"count":0,"href":"https:\/\/joblistghana.com\/wp-json\/wp\/v2\/posts\/65804\/revisions"}],"wp:attachment":[{"href":"https:\/\/joblistghana.com\/wp-json\/wp\/v2\/media?parent=65804"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/joblistghana.com\/wp-json\/wp\/v2\/categories?post=65804"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/joblistghana.com\/wp-json\/wp\/v2\/tags?post=65804"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}