Posted on :
18 Dec, 2017
18 Dec, 2017
The Securities and Exchange Commission invites applications from suitably qualified Ghanaians who are goal oriented results driven with exceptional leadership qualities and enthusiasm for appointment into the position of:
Job Description
Job Title: Assistant Manager, Broker Dealers and Advisors
Job Purpose
• To assist with the operations of the Broker-Dealers and Advisers Department
Duties and Responsibilities
The applicant will report to the Head, Broker-Dealers and Advisors and will assist with
• Onsite and off-site inspections and reports of market operators
• Analyze financial and cocmpliance reports of the market operations
• Receipt and review of of monthly, quarterly and annual returns
• Process license applications
• Ensure compliance of market operators with statutory returns, rules, regulations and the Securities industry Act, 2016 (Act 929)
Qualification Required & Experience
• BSc Administration (Accounting) or equivalent qualification
• CA/ACCA, CIMA
• MBA Accounting/Finance will be an advantage
• Knowledge and experience in securities market operation is desirable
• A minimum of 4 years post qualification experience
Competencies and skills
• Knowledge and experience in securities market operations
• Must be computer literate
Location: Accra
How to Apply
Qualified applicants should forward their applications together with detailed curriculum vitae, copies of relevant certificates, contact telephone numbers and/or e-mail addresses and names and addresses of 2 referees, to the address below: Head, Human Resource and Administration Securities and Exchange Commission No. 30, 3rd Circular Road P.O.Box CT 6181
Cantonments-Accra Or email to: info@sec.gov.gh
Closing Date: 19 January, 2018